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Brooke Osterman

Wells Fargo Clearing Services, LLC

Joplin, MO

CRD 2723897

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-08
MO RA APPROVED 2024-05-03
  • TX RA
    APPROVED
    Since 2024-05-08
  • MO RA
    APPROVED
    Since 2024-05-03

Branch Locations

2819 E 29Th St, Joplin, MO 64804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Joplin MO 02/1996 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-03
  • S66 Uniform Combined State Law Examination
    2024-05-03
Other Names
  • Brooke Lansford

View on SEC IAPD

Nearby Firms

ARVEST WEALTH MANAGEMENT
CREATIVE FINANCIAL DESIGNS, INC.
EDWARD JONES

Nearby Investors

GARRETT N. TAYLOR
Ashley Regina Franco
Rina R Mehta

Nearby Offices

ARVEST WEALTH MANAGEMENT · JOPLIN, MO
CREATIVE FINANCIAL DESIGNS, INC. · Joplin, MO
EDWARD JONES · JOPLIN, MO

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