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Paul Joseph Lafountain

Citigroup Global Markets Inc.

Commack, NY

Holbrook, NY

Lake Grove, NY

Bayport, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
CA RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Cwm Retail, Sales 6105 Jericho Turnpike, Commack, NY 11725 • United States

Citi Wealth Management, Sales 5801 Sunrise Highway, Holbrook, NY 11747 • United States

Citi Retail Banking 131 Alexander Avenue, Lake Grove, NY 11755 • United States

Bayport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Lake Grove NY 05/2007 Present
Previous Registrations
  • 2004-11-09 → 2007-05-29
    Citicorp Investment Services
    Islandia, NY
    Lake Grove, NY
    Lake Grove, NY
    Lake Grove, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-30
S63 Uniform Securities Agent State Law Examination 1996-06-10
  • S66 Uniform Combined State Law Examination
    2001-11-30
  • S63 Uniform Securities Agent State Law Examination
    1996-06-10

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
RICHARD L. EISNER, C.P.A., P.C.
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ALAN M. ROSEMAN CPA LLC
CITIZENS SECURITIES, INC.
J.P. MORGAN SECURITIES LLC
THE PINNACLE FINANCIAL GROUP

Other Investors

Roberta Sue Kahn
WILLIAM J ANDERSEN
KENNETH LAWRENCE SPIELMAN
RICHARD LEE EISNER
NEIL LAWRENCE HASSETT
STEVEN PATRICK GIMELI
ALBERT MYUNGJOON KIM
GREGG MARSDEN

Other Offices

CETERA INVESTMENT ADVISERS LLC · COMMACK, NY
RICHARD L. EISNER, C.P.A., P.C. · COMMACK, NY
RICHARD L. EISNER, C.P.A., P.C. · COMMACK, NY
LPL FINANCIAL LLC · COMMACK, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Commack, NY
ALAN M. ROSEMAN CPA LLC · COMMACK, NY
CITIZENS SECURITIES, INC. · COMMACK, NY
J.P. MORGAN SECURITIES LLC · Commack, NY

More in Commack, NY

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