Clifton Lavell Boone

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 07/2021
  Vanguard Marketing Corporation
  Charlotte, NC
• 02/2016 → 01/2017
  Keller Williams Reality
  Huntersville, NC
• 10/2019 → 02/2021
  Housemax Realty
  Charlotte, NC
• 02/2021 → 10/2022
  Exp World Holdings
  Charlotte, NC
• 09/2022 → 09/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 09/2022 → 09/2023
  Bank Of America, N.A.
  Charlotte, NC
• 11/2023 → 12/2025
  Tiaa
  Charlotte, NC
• 11/2023 → 12/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 07/2016 → 07/2021
  The Vanguard Group, Inc.
  Charlotte, NC
• 02/2026 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 02/2026 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 03/2026 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2023-12-11 → 2026-01-02
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Kannapolis, NC
• 2022-12-20 → 2023-09-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
  Charlotte, NC
  Charlotte, NC
  New York, NY
• 2005-12-13 → 2015-10-15
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: KANNAPOLIS, NC NATURE OF BUSINESS: HEALTH AND LIFE INSURANCE LICENSE POSITION: N/A START DATE: 12/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: KANNAPOLIS, NC NATURE OF BUSINESS: VARIABLE LIFE AND ANNUITY INSURANCE LICENSE POSITION: N/A START DATE: 12/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

• S66 Uniform Combined State Law Examination
  2022-12-19
• S65 Uniform Investment Adviser Law Examination
  2005-12-12
• S63 Uniform Securities Agent State Law Examination
  2000-07-18

Other Names

• Clif Boone
• Clifton Lavell Boone
• Clifton Boone
• Clifton L Boone