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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED_RES | 2026-06-26 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2005 | 05/2017 |
| Northwestern Mutual Investment Services, Llc | Menlo Park | CA | 05/2010 | 05/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 05/2017 |
| Lpl Financial, Llc | Austin | TX | 05/2017 | Present |
| Mariner Independent Advisor Network | Austin | TX | 06/2017 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1. 3/7/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Whole life insurance. 2. 9/29/2023: Hillview Road Rental LLC; Rental property, Austin TX; Real Estate Rental; Inv. related; start date 10/1/2022; 4hrs/mo.; 0hrs during trading. 3. 02/05/2025- Griffin My Wealth LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 02/03/2025- 8 Hours Per Month 4. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-26 |
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