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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-10-07
  • MN RA
    APPROVED
    Since 2016-10-07

Branch Locations

3033 Campus Drive Suite W110, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Plymouth MN 11/2007 Present
Pfk Management Inc. Plymouth MN 01/1999 12/2020
Raymond James Financial Services Advisors Inc. Plymouth MN 10/2016 Present
Other Businesses

(1)Name of Business: PFK Financial Services Inc. Address: 3033 Campus Dr Ste W110, Plymouth, MN, 55441, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Clerical, administration and Client services for clients of Patrick Kelly. Operations Manager for branch 8JB.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-01
  • S63 Uniform Securities Agent State Law Examination
    1996-04-01
Designations

View on SEC IAPD

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