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Brian Lincoln Quinn

Wells Fargo Clearing Services, LLC

Dallas, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-13
  • TX RA
    APPROVED
    Since 2016-07-13

Branch Locations

8115 Preston Rd Ste 300, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 07/2016 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
  • 2012-12-04 → 2013-07-12
    Concert Wealth Management
    Dallas, TX
    San Jose, CA
  • 2010-09-16 → 2011-06-07
    National Planning Corporation
    Forth Worth, TX
    Dallas, TX
    Irving, TX
  • 2008-05-22 → 2008-12-01
    Quest Capital Management, Inc.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-26
S63 Uniform Securities Agent State Law Examination 1996-03-29
  • S66 Uniform Combined State Law Examination
    2016-07-26
  • S63 Uniform Securities Agent State Law Examination
    1996-03-29
Designations
Other Names
  • Brian Quinn

View on SEC IAPD

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Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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