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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| NV | RA | APPROVED | 2009-06-01 |
Branch Locations
905 Railroad Street Suite 102, Elko, NV 89801 • United States
5390 Kietzke Lane Suite 200, Reno, NV 89511 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Elko | NV | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
2. NEVADA CONGRESSIONAL DISTRICT 2 MILITARY ACADEMY NOMINATION COMMITTEE MEMBER; 8/2014; 0 HOURS DURING .01 HOURS AFTER BUSINESS. NOT INVESTMENT RELATED. *162432- Trooper Holdings LLC; Investment related: Yes; Elko, Nevada; Real Estate: Other - Commercial Building at 729 Douglas Street Elko, NV 89801 and Rental Condo at 1714 Ruby View Drive Elko, NV 89801; Managing Member (proprietor, partner, officer, director, employee, trustee, agent); 04/2013; During business hours: 0; After business hours: 10; Co-Owner with my spouse
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-08 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-08 |
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