Michael Andrew Rogers

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 06/2019
  Merrill Lynch
  Century City, CA
• 06/2019 → 11/2021
  Deutsche Bank National Trust Company
  Los Angeles, CA
• 07/2019 → 11/2021
  Deutsche Bank Securities Inc.
  Los Angeles, CA
• 11/2021 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 11/2021 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA

Previous Registrations

• 2019-07-26 → 2021-11-23
  Deutsche Bank Securities Inc.
  Los Angeles, CA
• 2007-06-14 → 2019-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  Beverly Hills, CA
  Los Angeles, CA
  Newport Beach, CA
  La Jolla, CA
• 2006-03-30 → 2007-05-17
  Morgan Stanley & Co. Llc
  Los Angeles, CA
• 2004-03-10 → 2006-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

Effective 11/8/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2002-03-18

Other Names

• Michael A Rogers
• Michael Rogers