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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-09-17 |
| TX | RA | APPROVED | 2020-09-17 |
Branch Locations
Marco Island , FL • United States
6009 Park Drive [Satellite], Charleston, IL 61920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charleston | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | IL | 11/2016 | 09/2020 |
| Wells Fargo Advisors Financial Network, Llc | Charleston | IL | 09/2020 | Present |
SC3F WEALTH MANAGEMENT LLC, INV RELATED, CHARLESTON, IL, 8.7% OWNERSHIP, START 5/20/2020; 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. UNITED CHRISTIAN CHURCH, INVT RELATED, MATTOON, IL, FINANCE COMMITTEE, START DATE 1/1/1993, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEWING ANNUAL BUDGET AND MONTHLY FINANCIAL REPORTS FOR THE CHURCH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-01 |
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