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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2012-10-26 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1801 59Th Ave. Suite 202, Greeley, CO 80634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 10/2012 | Present |
FINANCIAL PROFESSIONAL GROUP POSITION: AGENT NATURE: INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 02/01/2013 ADDRESS: 26501 RANCHO PARKWAY S. 102, LAKE FOREST CA 92630 DESCRIPTION: AGENT TO WRITE FIXED BUSINESS Q WEALTH MANAGEMENT INVESTMENT RELATED: Is Investment Related, ADDRESS: "1935 65th Ave., Suite B, Greeley, CO, 80634, United States", NATURE: DBA, POSITION: Financial Professional, START DATE: 2012-10-26, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation, DESCRIPTION: DBA related to financial services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-20 |
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