Scott Robert Mcgimpsey

Current Employers

Employment History

• 10/2015 → 09/2019
  Summit Brokerage Services Inc
  Red Bank, NJ
• 06/2016 → 05/2021
  Summit Financial Group Inc
  Redbank, NJ
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2015 → Present
  Unified Planning Group, Llc
  Red Bank, NJ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-06-28 → 2021-05-20
  Summit Financial Group Inc
  Red Bank, NJ
  Red Bank, NJ

Other Businesses

(1) GUARDIAN LIFE INSURANCE COMPANY OF AMERICA; SINCE 01/01/2006; 1040 BROAD ST. STE 202, SHREWSBURY, NJ, 07702; FINANCIAL PROFESSIONAL; LIFE INSURANCE; 30 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (2) MCGIMPSEY ASSOCIATES; SINCE 11/01/2013; 48 DEEPDALE DR, MIDDLETOWN, NJ, 07748; PRESIDENT; This LLC is used for business accounting and tax purposes only; 0 HOURS SPENT ON ACTIVITY PER MONTH (3) NAME OF OTHER BUSINESS: UNIFIED PLANNING GROUP, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2015, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND FIXED INSURANCE; (4) NAME OF OTHER BUSINESS: AMERICAN FINANCIAL EDUCATION ALLIANCE (AEFA); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: CHAPTER PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES:TEACHING CLASSES ON GENERAL FINANCIAL EDUCATION SUCH AS SOCIAL SECURITY AND MEDICARE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-13
• S63 Uniform Securities Agent State Law Examination
  2002-07-09