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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-10-05 |
| GA | RA | APPROVED | 2009-10-05 |
| NJ | RA | APPROVED | 2009-10-05 |
Branch Locations
4 Century Dr Ste 120, Parsippany, NJ 07054 • United States
Mountainside, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Short Hills | NJ | 10/2009 | 09/2022 |
| Ameriprise Financial Services, Inc. | Florham Park | NJ | 10/2009 | 09/2022 |
| Ameriprise Financial Services, Llc | Parsippany | NJ | 09/2022 | Present |
Board of Directors; Mountainside Planning Board; Member; 1385 Us Highway 22 east, , mountainside, NJ, 7092; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-20 |
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