Michael Charles Mattison

Employer firm

Planvest Financial, Inc. CRD 290306

$176M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 11/2019
  Lpl Financial
  Gaithersburg, MD
• 01/2018 → Present
  Planvest Financial, Inc.
  Gaithersburg, MD
• 12/2019 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2011-11-18 → 2018-05-09
  Lpl Financial Llc
  Rockville, MD
  Gaithersburg, MD
  Gaithersburg, MD
• 2011-12-12 → 2012-08-03
  Research Financial Strategies
  Rockville, MD
• 2006-08-31 → 2011-11-18
  Centaurus Financial, Inc.
  Leesburg, VA
  Leesburg, VA
  Gaithersburg, MD
• 2003-09-18 → 2006-07-24
  Usallianz Securities, Inc.
  Leesburg, VA
  Roseville, MN
  Leesburg, VA
  Leesburg, VA
• 1999-08-04 → 2003-10-02
  Cetera Advisors Llc
  Potomac, MD

Other Businesses

1) PLANVEST FINANCIAL. INVESTMENT RELATED. 6 MONTGOMERY VILLAGE AVE, SUITE 510, GAITHERSBURG, MD 20879. REGISTERED INVESTMENT ADVISOR. IAR. START DATE 01/2018. 160 HOURS PER MONTH/100 HOURS DURING TRADING HOURS. FINANCIAL PLANNING AND INVESTMENT ADVISORY. 2) PLANVEST FEDERAL. INVESTMENT RELATED. 6 MONTGOMERY VILLAGE AVE, SUITE 510, GAITHERSBURG, MD 20879. INVESTMENT ADVISOR. IAR. START DATE 11/2017. 120 HOURS PER MONTH/6 HOURS DURING TRADING HOURS. INVESTMENT ADVISOR. 3)FIXED INSURANCE. NOT INVESTMENT RELATED. 6 MONTGOMERY VILLAGE AVE, SUITE 510, GAITHERSBURG, MD 20879. FIXED INSURANCE. INSURANCE AGENT. START DATE 07/2019. 3 HOURS PER MONTH/3 HOURS DURING TRADING HOURS. OFFERING FIXED INSURANCE PRODUCTS TO CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-17
• S63 Uniform Securities Agent State Law Examination
  1996-04-01

Other Names

• Mike Mattison