Robert Ralph Mandolesi

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
CA	RA	APPROVED	2004-06-09

TX RA
APPROVED_RES

Since 2021-03-08
CA RA
APPROVED

Since 2004-06-09

Branch Locations

Bakersfield, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Bakersfield	CA	09/1998	Present
Principal Securities, Inc.	Bakersfield	CA	03/2016	Present

09/1998 → Present

Principal Life Insurance Company

Bakersfield, CA
03/2016 → Present

Principal Securities, Inc.

Bakersfield, CA

Other Businesses

***A CUT ABOVE LIMOUSINE. 04/2006-PRESENT. SILENT PARTNER. ***PRINCIPAL PRODUCT NETWORK (PPN), 01/2010, BROKER. ***RENTAL PROPERTY, 01/2010-PRESENT. OWNER. ***VARIOUS CARRIERS. 01/2010-PRESENT. BROKER, SELLS IND/GRP HEALTH INSURANCE. ***Rental House, Owner, 09/12/16.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-20
S63	Uniform Securities Agent State Law Examination	1996-06-03

S65 Uniform Investment Adviser Law Examination

1999-12-20
S63 Uniform Securities Agent State Law Examination

1996-06-03