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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-12
IL RA APPROVED 2026-03-03
  • TX RA
    APPROVED
    Since 2026-05-12
  • IL RA
    APPROVED
    Since 2026-03-03

Branch Locations

7225 W Belmont Ave, Chicago, IL 60634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 12/2025 Present
Intrust Bank Wichita KS 11/2017 04/2024
Healy & Assoc. Prairie Village KS 02/2014 01/2026
Macy's Leawood KS 04/2025 12/2025
Corepower Yoga Kansas City MO 04/2016 03/2020
Bank Of America, N.A. Chicago IL 03/2026 Present
  • 12/2025 → Present
    Chicago, IL
  • 11/2017 → 04/2024
    Intrust Bank
    Wichita, KS
  • 02/2014 → 01/2026
    Healy & Assoc.
    Prairie Village, KS
  • 04/2025 → 12/2025
    Macy's
    Leawood, KS
  • 04/2016 → 03/2020
    Corepower Yoga
    Kansas City, MO
  • 03/2026 → Present
    Bank Of America, N.A.
    Chicago, IL
Previous Registrations
Other Businesses

I*: 3448265 Entity Type: Fiduciary role Name of the other business: CH F Rev Living Trust U/A 11/21/02 Investment-related: No Address of the other business Prairie Village, KS Your position: Trustee Start date of your relationship: 11/21/02 Approximate number of hours/month you devote to the other business: 5-10 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Oversee normal weekly/monthly transactions I*: 344953 Entity Type: For Profit Name of the other business: Healy MANAGEMENT Investment-related: No Address of the other business: Overland Park, Kansas Your position: Officer Start date of your relationship: 01/01/1998 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Management consulting firm - Family owned business. I am an officer and have no duties or responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-03
S63 Uniform Securities Agent State Law Examination 1996-03-15
  • S66 Uniform Combined State Law Examination
    2026-03-03
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15
Other Names
  • Carissa E Healy
  • Carissa Elaine Healy
  • Carissa Eh Froome
  • Carissa Healy Froome
  • C Froome
  • Carissa Healy
  • Carissa (Froome) Healy

View on SEC IAPD

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