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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-12 |
| IL | RA | APPROVED | 2026-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 12/2025 | Present |
| Intrust Bank | Wichita | KS | 11/2017 | 04/2024 |
| Healy & Assoc. | Prairie Village | KS | 02/2014 | 01/2026 |
| Macy's | Leawood | KS | 04/2025 | 12/2025 |
| Corepower Yoga | Kansas City | MO | 04/2016 | 03/2020 |
| Bank Of America, N.A. | Chicago | IL | 03/2026 | Present |
I*: 3448265 Entity Type: Fiduciary role Name of the other business: CH F Rev Living Trust U/A 11/21/02 Investment-related: No Address of the other business Prairie Village, KS Your position: Trustee Start date of your relationship: 11/21/02 Approximate number of hours/month you devote to the other business: 5-10 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Oversee normal weekly/monthly transactions I*: 344953 Entity Type: For Profit Name of the other business: Healy MANAGEMENT Investment-related: No Address of the other business: Overland Park, Kansas Your position: Officer Start date of your relationship: 01/01/1998 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Management consulting firm - Family owned business. I am an officer and have no duties or responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-15 |
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