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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-17
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2017-04-17
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Jose CA 10/2012 Present
Jpmorgan Chase Bank, N.A. San Jose CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    San Jose, CA
    San Jose, CA
    Campbell, CA
  • 2006-02-17 → 2009-05-02
    Wamu Investments, Inc.
    San Jose, CA
    San Jose, CA
  • 2001-05-15 → 2004-05-14
    Wells Fargo Investments, Llc
    Menlo Park, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/14/2014 ADDRESS: 812 CLOVIS, CA. DETAILS: Rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-06
S63 Uniform Securities Agent State Law Examination 1996-06-03
  • S66 Uniform Combined State Law Examination
    2000-12-06
  • S63 Uniform Securities Agent State Law Examination
    1996-06-03
Other Names
  • Wendy Bounds
  • Wendy Maurine Bounds
  • Wendy Maurine Ehrlich

View on SEC IAPD

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