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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-11-13 |
Branch Locations
701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Wayzata | MN | 01/2009 | 11/2018 |
| Bank Of America, N.A. | Wayzata | MN | 07/2011 | 11/2018 |
| Wells Fargo Advisors Financial Network, Llc | Wayzata | MN | 11/2018 | Present |
GLJ INVESTMENTS, LLC, INVT RELATED, MAPLE GROVE, MN, 100% OWNERSHIP, START DATE 11/9/2018, 200 HRS PER MONTH, 9 HRS DURING TRADING, FINET PRACTICE. GRAHEK GP LLC ; INV RELATED; MAPLE GROVE, MN; MERCHANT PARTNERSHIP.;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-04 |
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