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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-06-01 |
| AL | RA | APPROVED | 2015-05-28 |
Branch Locations
600 University Park Place Suite 130 & 175, Homewood, AL 35209 • United States
198 Narrows Dr Ste 102 [Satellite], Birmingham, AL 35242 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Birmingham | AL | 05/2015 | Present |
THE CHASE TV SHOW, NOT INV RELATED, BIRMINGHAM, AL, 100% OWNER, START: 2/2010, HOST TV SHOW AND PAY THE BILLS, 20 HOURS PER MONTH/0 DURING TRADING, DUTIES: FILM HUNTING. TLG CHASE LLC; NOT INV RELATED; BIRMINGHAM, AL; 100% OWNERSHIP; LLC SET UP FOR THE CHASE TV SHOW TO PAY BILLS; START DATE 3/2010; 20 HOURS PER MONTH/0 DURING TRADING. CREEKBAUM GROUP LLC, INV RELATED, BIRMINGHAM, AL, 100% OWNERSHIP, START 5/29/2018, 180 HOURS PER MONTH, 9 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-05 |
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