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Donna Jean Wells

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Blue Bell, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-08
PA RA APPROVED 2020-05-29
  • TX RA
    APPROVED_RES
    Since 2021-01-08
  • PA RA
    APPROVED
    Since 2020-05-29

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Blue Bell PA 04/2020 Present
Glenmede Trust Company Philadelphia PA 06/2019 04/2020
Unemployed Chalfont PA 01/2019 05/2019
Swayze Llc Newtown PA 07/2017 12/2018
Cipperman Compliance Services Wayne PA 11/2015 06/2017
  • 04/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Blue Bell, PA
  • 06/2019 → 04/2020
    Glenmede Trust Company
    Philadelphia, PA
  • 01/2019 → 05/2019
    Unemployed
    Chalfont, PA
  • 07/2017 → 12/2018
    Swayze Llc
    Newtown, PA
  • 11/2015 → 06/2017
    Cipperman Compliance Services
    Wayne, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-11-23
S65 Uniform Investment Adviser Law Examination 2018-11-19
  • S63 Uniform Securities Agent State Law Examination
    2020-11-23
  • S65 Uniform Investment Adviser Law Examination
    2018-11-19
Other Names
  • Donna Jean Wells
  • Donna Jean Delpo

View on SEC IAPD

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Other Investors

MICHAEL PATRICK WEBER
SEAN Anthony MILLER
JON PHILIP MICHAEL SOBOTKIN
Joshua David Pearson
Alex LaRosa
David James Lorditch
HENRY WILLIAM FOX
DANIEL LEVINSON

Other Offices

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC · BLUE BELL, PA
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC · BLUE BELL, PA
ROBERT W. BAIRD & CO. INCORPORATED · SENTRY PARK, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Blue Bell, PA
CETERA INVESTMENT ADVISERS LLC · BLUE BELL, PA
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · BLUE BELL, PA
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC · BLUE BELL, PA
COOMBS WEALTH ADVISORY, LLC · BLUE BELL, PA

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