Ryan William Ne Mummert

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-07-10
CO	RA	APPROVED	2009-06-01
NM	RA	APPROVED	2009-06-01
TX	RA	APPROVED	2009-06-01

AZ RA
APPROVED

Since 2025-07-10
CO RA
APPROVED

Since 2009-06-01
NM RA
APPROVED

Since 2009-06-01
TX RA
APPROVED

Since 2009-06-01

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Scottsdale	AZ	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley

Scottsdale, AZ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Albuquerque, NM
2006-09-14 → 2007-04-02

Morgan Stanley Dw Inc.

Albuquerque, NM
2000-08-07 → 2006-09-15

Wells Fargo Clearing Services, Llc

Farmington, NM

Other Businesses

1.Del Sol Investments LLC; Investment related; Belen, NM; Family Real Estate investments; Principal (proprietor, partner, officer, director, employee, trustee, agent); Oct/2005; During business hours: 0; After business hours: 5; Holds rental properties for tax purposes 2.BOARD MEMBER UNM LOBO CLUB 3. *202061 - UNM Foundation; Investment related: No; Albuquerque, New Mexico; Education; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 08/2014; During business hours: 0; After business hours: 5; Past Board Chair

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-04
S63	Uniform Securities Agent State Law Examination	1996-09-20

S65 Uniform Investment Adviser Law Examination

1996-10-04
S63 Uniform Securities Agent State Law Examination

1996-09-20

Other Names

Ryan William Neal Mummert
Ryan William Mummert

View on SEC IAPD