Sean Kenneth Allen

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Linwood, NJ
• 11/2016 → 01/2025
  Wells Fargo Clearing Services, Llc
  Linwood, NJ
• 12/2025 → Present
  Key Investment Services Llc
  Brooklyn, OH
• 02/2025 → 12/2025
  Retired
  Philadelphia, PA

Previous Registrations

• 2005-06-06 → 2025-01-31
  Wells Fargo Clearing Services, Llc
  Jenkintown, PA
  Jenkintown, PA
  Linwood, NJ
  Jenkintown, PA
  Short Hills, NJ
  Philadelphia, PA
  Philadelphia, PA
  Radnor, PA
  Red Bank, NJ
  Greenwood Village, CO
  Philadelphia, PA
  Wayne, PA
  Wayne, PA
  Philadelphia, PA
  Philadelphia, PA
  Marlton, NJ

Other Businesses

1) GERMANTOWN CRICKET CLUB; NATURE: GCC is a membership only country club built around racquet sports (i.e. tennis, squash, padel), pool and dining facilities. I am the Strategy Committee Chair. I chair a group of members/ volunteers who plan and facilitate plans for scheduled improvements within the club. INVESTMENT RELATED: No; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 0; START DATE: 12/01/2025; ADDRESS: 411 Manheim St, Philadelphia PA 19144, United States; DESCRIPTION: GCC is a membership only country club built around racquet sports (i.e. tennis, squash, padel), pool and dining facilities. I am the Strategy Committee Chair. I chair a group of members/ volunteers who plan and facilitate plans for scheduled improvements within the club. 2) REAL ESTATE; NATURE: real estate rentals which my wife and i own jointly. INVESTMENT RELATED: No; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 0; START DATE: 01/02/2017; ADDRESS: 2017 Spring Garden St, Philadelphia PA 19130, United States; DESCRIPTION: my wife handles the majority of the upkeep of the property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-02
• S63 Uniform Securities Agent State Law Examination
  1999-10-22