Anna M. Ochoa

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 09/2023
  Credit Suisse Securities (Usa) Llc
  New York, NY
• 12/2015 → 09/2023
  Cs New York Branch
  New York, NY
• 09/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 09/2023 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Other Businesses

Entity Name: Clement Clarke Condominium Investment related: No Address: New York, NY 10011 Nature of the other business: Non-Profit Position/Title/Relationship: Board Member Start Date: 02/26/2024 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: On the Condominium Board for my personal residence. Work on all matters impacting the building with the management company for the building (ex. unit owner issues, building infrastructure, financials for the condominium, budgeting, etc.) There is no connection to JPMC. This entity does not have anything to do with the financial services sector. As part of the financial planning we do decide the institutions we buy CDs with (to hold our cash reserves) and operate our operating bank account." Effective 9/18/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2023-11-06
• S63 Uniform Securities Agent State Law Examination
  1998-01-08

Other Names

• Ana Maria Ochoa
• Anna Maria Ochoa