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Luis Enrique Jocelyn-Holt

Ucap Americas

Miami, FL

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Current Employers
Ucap Americas

1221 Brickell Avenue Suite 2040, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-18
  • FL RA
    APPROVED
    Since 2025-07-18

Branch Locations

1221 Brickell Avenue Suite 2040, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efg Capital International Inc Miami FL 12/2008 07/2020
Insigneo Securities, Llc Miami FL 07/2020 07/2025
Insigneo Advisory Services, Llc Miami FL 07/2020 07/2025
Ucap Securities Llc Miami FL 07/2025 Present
  • 12/2008 → 07/2020
    Efg Capital International Inc
    Miami, FL
  • 07/2020 → 07/2025
    Insigneo Securities, Llc
    Miami, FL
  • 07/2020 → 07/2025
    Miami, FL
  • 07/2025 → Present
    Ucap Securities Llc
    Miami, FL
Previous Registrations
Other Businesses

1.ENRIQUE IS A DIRECTOR AT FRIENDS OF THE CATHOLIC UNIVERSITY IN CHILE, INC.- A U.S.NON-PROFIT ORGANIZATION DEDICATED TO PROMOTING HIGHER EDUCATION IN CHILE BY PROVIDING ASSISTANCE TO THE CATHOLIC UNIVERSITY OF CHILE. TITLE: BOARD MEMBER; RENUMERATION: NONE; TIME DEDICATED TO THIS ACTIVITY: PARTICIPATE IN 2 MEETINGS PER YEAR. 2.Enrique is a registered representative at UCAP Securities, LLC, a registered broker-dealer. UCAP Securities, LLC is an affiliated entity with UCAP Asset Management LLC. Enrique is a Financial Advisor at UCAP Asset Management LLC, an affiliated Investment Advisor Firm; investment related. Conflict of interests may take place when trades executed for advisory clients' portfolio being directed to UCAP Securities LLC. UCAP Asset Management, LLC Compliance Manual addresses this and other applicable potential conflicts of interests with respective policies and procedures in place. In general, IAR does not receive additional compensation for directing trades to the affiliated broker-dealer. 3. Activo Capital LLC: Owner, SEC registered investment advisor created for future business use. Currently dormant. Start 9/2020. Spends 0hrs./mo. 4. Activo Advisors LLC: Owner, Entity created for future business use. Currently dormant. Start 10/2020. Spends 0hrs./mo. This entity may terminate in the near future. 5. Activo Holdings- Owner, entity created as a holding company of Activo Capital and Activo Advisors. Currently dormant and has no ownership of Activo Capital and Activo Advisors. Start 10/2020. Spends 0hrs./mo 6. Northstar Mortgage Investment Inc.- Passive investor in this entity, he does not sell their products nor receive any commissions, 0 time spent on this activity. 7. Upaya Holdings Inc.- Passive investor, plant based therapeutical medical company, he does not sell their products nor receive any commissions, 0 time spent on this activity. 8. OBE Power- Passive investor, this company provides EV charging solutions, he does not sell their products nor receive any commissions, 0 time spent on this activity. 9. Republica del Cucuy LLC- Passive investor, this company manufactures liquor called cucuy, under the name of Verdor, he does not sell their products nor receive any commissions, 0 time spent on this activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-07
  • S66 Uniform Combined State Law Examination
    2021-04-07
Other Names
  • Luis E Jocelynholt
  • Luis Enrique Jocelynholt

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