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1221 Brickell Avenue Suite 2040, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-18 |
Branch Locations
1221 Brickell Avenue Suite 2040, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Efg Capital International Inc | Miami | FL | 12/2008 | 07/2020 |
| Insigneo Securities, Llc | Miami | FL | 07/2020 | 07/2025 |
| Insigneo Advisory Services, Llc | Miami | FL | 07/2020 | 07/2025 |
| Ucap Securities Llc | Miami | FL | 07/2025 | Present |
1.ENRIQUE IS A DIRECTOR AT FRIENDS OF THE CATHOLIC UNIVERSITY IN CHILE, INC.- A U.S.NON-PROFIT ORGANIZATION DEDICATED TO PROMOTING HIGHER EDUCATION IN CHILE BY PROVIDING ASSISTANCE TO THE CATHOLIC UNIVERSITY OF CHILE. TITLE: BOARD MEMBER; RENUMERATION: NONE; TIME DEDICATED TO THIS ACTIVITY: PARTICIPATE IN 2 MEETINGS PER YEAR. 2.Enrique is a registered representative at UCAP Securities, LLC, a registered broker-dealer. UCAP Securities, LLC is an affiliated entity with UCAP Asset Management LLC. Enrique is a Financial Advisor at UCAP Asset Management LLC, an affiliated Investment Advisor Firm; investment related. Conflict of interests may take place when trades executed for advisory clients' portfolio being directed to UCAP Securities LLC. UCAP Asset Management, LLC Compliance Manual addresses this and other applicable potential conflicts of interests with respective policies and procedures in place. In general, IAR does not receive additional compensation for directing trades to the affiliated broker-dealer. 3. Activo Capital LLC: Owner, SEC registered investment advisor created for future business use. Currently dormant. Start 9/2020. Spends 0hrs./mo. 4. Activo Advisors LLC: Owner, Entity created for future business use. Currently dormant. Start 10/2020. Spends 0hrs./mo. This entity may terminate in the near future. 5. Activo Holdings- Owner, entity created as a holding company of Activo Capital and Activo Advisors. Currently dormant and has no ownership of Activo Capital and Activo Advisors. Start 10/2020. Spends 0hrs./mo 6. Northstar Mortgage Investment Inc.- Passive investor in this entity, he does not sell their products nor receive any commissions, 0 time spent on this activity. 7. Upaya Holdings Inc.- Passive investor, plant based therapeutical medical company, he does not sell their products nor receive any commissions, 0 time spent on this activity. 8. OBE Power- Passive investor, this company provides EV charging solutions, he does not sell their products nor receive any commissions, 0 time spent on this activity. 9. Republica del Cucuy LLC- Passive investor, this company manufactures liquor called cucuy, under the name of Verdor, he does not sell their products nor receive any commissions, 0 time spent on this activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-07 |
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