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Heather V Phillips

Ubs Financial Services Inc.

Manchester, NH

Thornton, NH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-09-07
TX RA APPROVED 2023-09-07
  • NH RA
    APPROVED
    Since 2023-09-07
  • TX RA
    APPROVED
    Since 2023-09-07

Branch Locations

1155 Elm Street Suite 501, Manchester, NH 03101 • United States

Thornton, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Concord NH 11/2005 09/2023
Bank Of America, N.A. Manchester NH 07/2011 09/2023
Ubs Financial Services, Inc Manchester NH 09/2023 Present
  • 11/2005 → 09/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Concord, NH
  • 07/2011 → 09/2023
    Bank Of America, N.A.
    Manchester, NH
  • 09/2023 → Present
    Ubs Financial Services, Inc
    Manchester, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-19
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S65 Uniform Investment Adviser Law Examination
    1998-03-19
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Other Names
  • Heather Lawler Vaillancourt
  • Heather Vaillancourt Phillips

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Manchester, NH
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Manchester, NH
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EAGLE STRATEGIES LLC · MANCHESTER, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH
AMERICAN WEALTH PROTECTION FINANCIAL, LLC · MANCHESTER, NH
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