Pawel Eryck Szott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Las Vegas, NV
• 04/2015 → 07/2021
  Waddell & Reed, Inc
  Las Vegas, NV
• 01/2006 → 04/2021
  Realty Executives Of Nv
  Las Vegas, NV
• 10/2016 → 07/2021
  Pawel Szott
  Las Vegas, NV
• 10/2020 → 07/2021
  Pacy Llc
  Las Vegas, NV
• 04/2021 → 07/2021
  Simply Vegas
  Las Vegas, NV
• 07/2021 → Present
  Lpl Financial Llc
  Las Vegas, NV

Previous Registrations

• 2015-04-24 → 2021-07-21
  Waddell & Reed
  Las Vegas, NV
  Riverside, CA
  Las Vegas, NV
  Las Vegas, NV
• 2015-01-02 → 2015-05-06
  Msi Financial Services, Inc.
  Las Vegas, NV
  Las Vegas, NV
• 2011-12-21 → 2015-01-02
  New England Securities
  Las Vegas, NV
  Las Vegas, NV
• 2007-03-14 → 2011-12-20
  Wedbush Securities Inc.
  Henderson, NV
  Ladera Ranch, CA
  Las Vegas, NV
• 1996-10-28 → 2007-03-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

1- 01/2004 / Pawel Szott Simply Vegas - hanging real estate license with Simply Vegas / Real Estate Rental / 2855 St. Rose Pkwy, Henderson, NV 89052 / 2 HR MNTH 2- 05/2017 / UBER / Other / 40 HR MNTH / Non Investment Related / Las Vega, NV 89118 3-06/01/2022 - Collective Advisors LLC - Investment Related - TBD - Real Estate Rental - Start Date - 04/28/2022 - 2 Hours Per Month/ 0 Hours During Securities Trading. 4-02/22/2024 - S&A Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/21/2024 - 160 Hrs/Mo; 130 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-30
• S65 Uniform Investment Adviser Law Examination
  1996-08-30

Other Names

• Pawel E Szott