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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-27 |
| GA | RA | APPROVED | 2024-09-30 |
| SC | RA | APPROVED | 2024-09-26 |
Branch Locations
Sugar Hill, GA • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Atlanta | GA | 02/2003 | 12/2016 |
| Pruco Securities,Llc | Atlanta | GA | 02/2003 | 12/2016 |
| Pruco Securities, Llc | Atlanta | GA | 08/2017 | 03/2018 |
| The Prudential Insurance Company Of America | Atlanta | GA | 08/2017 | 03/2018 |
| Retired | Sugar Hill | GA | 01/2017 | 08/2017 |
| The Prudential Insurance Company Of America | Atlanta | GA | 10/2018 | 08/2020 |
| Pruco Securities, Llc | Atlanta | GA | 10/2018 | 08/2020 |
| Retired | None | GA | 03/2018 | 10/2018 |
| Pruco Securities, Llc. | Sugar Hill | GA | 08/2020 | 09/2024 |
| Prudential Insurance Company Of America | Sugar Hill | GA | 08/2020 | 09/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
1) 11/28/2023-Public Notary-Inv Related-At Sugar Hill, GA-Start date 10/04/2019-0hrs/mth 2) Hold a GA state license but do not sell any products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-12 |
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