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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-06 |
Branch Locations
10 Wright St Fl 1St, Westport, CT 06880-3115 • United States
41 W Putnam Ave, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Wilton | CT | 10/1998 | 12/2020 |
| Wealth Strategies Of America, Inc. | Wilton | CT | 12/2013 | 12/2020 |
| Ameriprise Financial Services, Llc | Greenwich | CT | 12/2020 | Present |
Real Estate License; Yes. Other Business Activities; Notary Public - Non-Ameriprise Clients; I am a notary public in the state of CT. This is an outside activity and I do NOT notarize for Ameriprise clients. I understand there is a notary program training program that is required thru Ameriprise, however I do not qualify to register for it because I am a part time employee.; 24 Silvermine Woods, , Wilton, CT 06897-4236, CT, 06897; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-10 |
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