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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-24 |
| TX | RA | APPROVED | 2024-10-24 |
Branch Locations
455 Patroon Creek Blvd. Suite 200, Albany, NY 12206-5011 • United States
Ruby, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Albany | NY | 07/2015 | 10/2024 |
| Rbc Capital Markets, Llc | Sarasota | FL | 10/2024 | Present |
1) Shale Hill / 262 Main StreetSaugertiesNew York12477 / Food, Beverages & Tobacco / catering weddings / waitressing weddings / preparing and cleaning up from wedding receptions / waitress / 6/4/2022 /// 2) HITS LLC; waitressing/serving; Kingston 12401; catering/serving; Start date: 5/20/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-01 |
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