Patrick Michael Moran

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 03/2025
  Morgan Stanley Smith Barney Llc
  Centerville, OH
• 01/2015 → 03/2025
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 02/2025 → 03/2025
  Mgo One Seven Llc
  Beachwood, OH
• 03/2025 → Present
  Newedge Securites, Llc
  Pittsburgh, PA
• 03/2025 → Present
  Newedge Advisors
  New Orleans, PA

Previous Registrations

• 2025-02-20 → 2025-03-17
  Oneseven
  Beachwood, OH
  St. Dayton, OH
• 2009-06-01 → 2025-03-03
  Morgan Stanley
  Beavercreek, OH
  Centerville, OH
• 2008-11-18 → 2009-06-01
  Morgan Stanley & Co. Llc
  Centerville, OH
• 2007-02-09 → 2008-11-24
  Ubs Financial Services Inc.
  Dayton, OH
  Centerville, OH
• 2005-10-07 → 2007-02-09
  Keybanc Capital Markets Inc.
  Dayton, OH
  Dayton, OH

Other Businesses

1. Belize Condo*No Invest*Pedro, Belize*Condo in rental pool at resort*6/1/23*Owner*0 Hrs 2.Moran Private Wealth* Yes Invest*Dayton, OH*Investment advisory business through NEA*3/17/21*CEO- Owner*Investment advisory business*160 Hrs trade/0 non trade

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-14
• S63 Uniform Securities Agent State Law Examination
  1996-04-10