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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-03-18
GA RA APPROVED 2015-12-17
TX RA APPROVED 2015-12-14
  • NC RA
    APPROVED
    Since 2016-03-18
  • GA RA
    APPROVED
    Since 2015-12-17
  • TX RA
    APPROVED
    Since 2015-12-14

Branch Locations

Marietta, GA • United States

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Atlanta GA 12/2015 Present
Jp Morgan Chase Bank Na Atlanta GA 12/2015 Present
Previous Registrations
  • 2003-01-17 → 2015-12-22
    Credit Suisse Securities (Usa) Llc
    Atlanta, GA
    Atlanta, GA
  • 1996-08-06 → 2003-01-17
    Pershing Llc
    Atlanta, GA
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-05
S63 Uniform Securities Agent State Law Examination 1996-06-28
  • S65 Uniform Investment Adviser Law Examination
    1996-09-05
  • S63 Uniform Securities Agent State Law Examination
    1996-06-28
Other Names
  • Alan L Davis
  • Alan Davis

View on SEC IAPD

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