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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| WI | RA | APPROVED | 2019-03-25 |
Branch Locations
13500 W Capitol Drive Suite 202, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Augustine Financial | Brookfield | WI | 03/2005 | Present |
| Commonwealth Financial Network | Waltham | MA | 11/2006 | Present |
1. Fixed insurance sales, as an Agent, under the name 'Augustine Financial, LLC'; As of 06/21/2019; 5% time spent during regular business hours; Conducted at branch; Investment related. 2. Capitol 13500, LLC, Property Manager, involved in general property management for office building located in Brookfield, WI; As of 08/01/19; 10% time spent during regular business hours; Conducted at branch; Not investment related. 3. Trustee, The Douglas C. Aldridge Trust; Located in Muskego, WI 53150, as of 10/06/2025; 1% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-05 |
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