Christopher Joseph Breault

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Cuna Mutual Group
  Waverly, IN
• 07/2012 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IN
• 05/2022 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 2012-07-31 → 2022-05-18
  Cuna Brokerage Services, Inc.
  San Francisco, CA
• 2010-06-29 → 2012-07-26
  Bancwest Investment Services, Inc.
  Santa Rosa, CA
  Clearlake, CA
  Healdsburg, CA
  Santa Rosa, CA
• 2008-01-30 → 2009-07-21
  U.S. Bancorp Investments, Inc.
  Littleton, CO
  Denver, CO
  Lakewood, CO
  Denver, CO

Other Businesses

1. 05-18-2022-The Police Wealth Management Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

• S66 Uniform Combined State Law Examination
  2008-01-25
• S63 Uniform Securities Agent State Law Examination
  1996-07-24

Other Names

• Chris Joseph Breault