John Edward Moriarty

Current Employers

Employment History

• 10/2007 → 06/2017
  National Planning Corporation
  Festus, MO
• 07/2017 → 07/2022
  Kalos Capital, Inc.
  Alpharetta, GA
• 07/2017 → 07/2022
  Kalos Management, Inc.
  Alpharetta, GA
• 06/2022 → 07/2022
  Transce3Nd, Llc
  Kyle, TX
• 07/2022 → Present
  Madison Avenue Securities
  San Diego, CA
• 07/2022 → 09/2022
  Ae Wealth Management Llc
  Topeka, KS
• 01/2014 → Present
  E3 Wealth (Dba Name Of Transce3Nd, Llc)
  Kirkwood, MO
• 10/2022 → Present
  Transce3Nd, Llc
  Buda, TX

Previous Registrations

• 2022-07-29 → 2023-02-02
  Ae Wealth Management, Llc
  Topeka, KS
  Kirkwood, MO
• 2017-07-07 → 2022-08-01
  Kalos Management
  Sunset Hills, MO
  Ponte Vedra Beach, FL
• 2022-07-01 → 2022-07-13
  Transce3Nd Llc
  Buda, TX
• 2007-10-22 → 2017-07-12
  National Planning Corporation
  Plano, TX
  Wildwood, MO
  Kirksville, MO
  St. Louis, MO
  El Segundo, CA
  Crystal City, MO
  Sunset Hills, MO
  Fenton, MO
  High Ridge, MO
  Wildwood, MO
  Eureka, MO
  Scottsdale, AZ
• 2002-12-05 → 2007-10-23
  American General Securities Incorporated
  Festus, MO
  Festus, MO
• 2004-05-24 → 2004-12-31
  Heartland Financial Advisors Group, Inc.
  Sunset Hills, MO

Other Businesses

1) JOHN E. MORIARTY & ASSOCIATES LLC- Owner, PRESIDENT, and Member since 1/2006--- 906 South Kirkwood Road, Kirkwood, MO 63122- Entity used for bookkeeping purposes. 2) E3 Wealth, LLC - Member since 1/2014- 906 South Kirkwood Road, Kirkwood, MO 63122--- .Commonly owned entity and name used to market the advisory business conducted under TE3 used for the insurance and broker-dealer affiliated business. Uses DBA name E3 Consultants. 30 Hours Total, 25 during Trading hours 3)E3 Tax, LLC (dba e3 Family Office, e3 Capital - Filed in the state of Missouri) - 906 S. Kirkwood Rd., St. Louis, MO 63122 - firm providing accounting, bookkeeping, income tax preparation, business consulting and due diligence resource in a family office model format. - Founder/Owner, Manage Vision/Growth of the Company - Duties: President. Daily Duties involve client communication and managing overall profitability of the company - Hours Per Week: 20 Hours; Start Date: 01/2012 4) e3 CPA Group, LLC - Dormant Entity- Previous Member and Minority Owner since 1/2013--- 906 South Kirkwood Road, Kirkwood, MO 63122 5) THE JOHN & ELLEN MORIARTY FAMILY FOUNDATION, 236 SYLVESTER AVE ST LOUIS MO 63119, PRESIDENT - BOARD OF DIRECTORS, 4/1/2013, 1 HOURS TOTAL, 1 DURING TRADING HOURS, private non-profit, 501c3 family foundation organization 6) e3 Real Estate LLC, Owner, and Member since 1/2015 906 South Kirkwood Road, Kirkwood, MO 63122, President, 6/1/2016, 4 hours total, 4 during trading hours, Consulting, private partnership that invests in real estate, restaurants, and private operating businesses 7) E3-CONSULTANTS GROUP LLC-President and MEMBER since 1/2003- 906 South Kirkwood Road, Kirkwood, MO 63122 - Insurance. 8) Entrepreneurs Organization (EO) - Member since 2011 - Organization designed to assist entrepreneurs with the growth of their business. 4 Hours Total. No Compensation 9) Distinguished Intellectual Consortium (aka Diversified Investment Club) - Member since 2009- Investment Club - No solicitation by me. Pooled investment decisions handled by a third party. 1 hour total. 10) Olive and Oak, LLC -member since 2016-Passive Investor in Restaurant. 1 hour total 11) MADISON AVENUE SECURITIES: YES INVESTMENT RELATED; 13500 EVENING CREEK DRIVE N SUITE 555, SAN DIEGO CA 92128; SECURITIES SALES; REGISTERED REPRESENTATIVE; START DATE 07/2022. 12) TRANSCE3ND: POSITION: Investment Adviser Representative: Investment Related: Yes; NATURE: Registered Investment Adviser firm. INV RELATED: No # OF HRS: 5 a week: START DATE: 11/2022: ADDRESS: 835 Main Street, Building #2, Buda, TX 78610: DUTIES: Offer services of RIA to clients. 13) John Moriarty POA for Christine A. Moriarty: POSITION: Power of Attorney for Mothers Trust : Investment Related: No; INV RELATED: No # OF HRS: 2 a week: START DATE: 1/2019: ADDRESS: St. Louis, MO: DUTIES: POA for all financial matters related to mother, Christine Moriarty. 14) Name: MQT, LLC; Address: Kyle, Texas; Investment Related: No; Position: Partner; Duties: Passive Investor - Holds Real Estate to be developed into an office building; Hours Per Week: Less than 1 hour per week; Start Date: 7/1/2022. 15) Name: Transcend, LLC; Address: 906 S Kirkwood Rd, St. Louis, MO 63122; Investment Related: Yes; Position: Investment Advisor Representative; Duties: Investment management and portfolio allocation; Hours Per Week: 5 Hours; Start Date: 1/1/2023. 16.) MP Enterprises, LLC; Investment Related: No; Address: Meydan Grandstand, 6th Floor Meydan Road, Nad Alsheba, Dubai UAE; Nature of the Business: Represent business establishment in the United States that are doing business in the UAE. Provide business advisory and tax consulting to these business entities; Position: Manager and Sole Owner of this entity; Start Date: 4/1/2025. 17.) Name: e3 Interest, LLC; Investment Related: No; Nature of the Business: Holding Company for Real Estate; Position: Owner & General Partner; Start Date: 5/28/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-26
• S63 Uniform Securities Agent State Law Examination
  1996-05-23

Designations