Best Investors Account Sign in

Amos Lingyuan Yu

Wells Fargo Clearing Services, LLC

Anthem, AZ

Scottsdale, AZ

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-07
  • TX RA
    APPROVED_RES
    Since 2016-11-07

Branch Locations

41830 N Gavilan Pkwy, Anthem, AZ 85086 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anthem AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Anthem AZ 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; AZ; START DATE 9/2021; 0 HRS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-02
S63 Uniform Securities Agent State Law Examination 1996-05-14
  • S65 Uniform Investment Adviser Law Examination
    1998-08-02
  • S63 Uniform Securities Agent State Law Examination
    1996-05-14

View on SEC IAPD

Other Firms

J. W. COLE ADVISORS, INC.
EDWARD JONES
LUCAS RETIREMENT GROUP LLC
PFG ADVISORS
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EAGLE STRATEGIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JOHN ANDREW HASSLACHER
Sarah Finelli
Crystal Lorrain Barcello
Matthew Dodd
Micheal D Lucas
Jacob Matthew Johns
ANTHONY ROBERT DASTICE
Ryan Arthur Rosenmeyer

Other Offices

J. W. COLE ADVISORS, INC. · ANTHEM, AZ
EDWARD JONES · ANTHEM, AZ
LUCAS RETIREMENT GROUP LLC · ANTHEM, AZ
PFG ADVISORS · ANTHEM, AZ
EDWARD JONES · ANTHEM, AZ
LPL FINANCIAL LLC · ANTHEM, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Phoenix, AZ
EAGLE STRATEGIES LLC · PHOENIX, AZ

More in Anthem, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor