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Carin Jean Frederick

Raymond James & Associates, Inc.

Buffalo, NY

Buffalo, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-19
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2023-12-19
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

468 Delaware Avenue Suite 100, Buffalo, NY 14202 • United States

Buffalo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Buffalo NY 04/2015 Present
  • 04/2015 → Present
    Raymond James And Associates
    Buffalo, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-13
S63 Uniform Securities Agent State Law Examination 1996-08-20
  • S65 Uniform Investment Adviser Law Examination
    1999-09-13
  • S63 Uniform Securities Agent State Law Examination
    1996-08-20
Other Names
  • Carin Jean Wittmeyer
  • Carin Jean Wittmeyer

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
EUDAIMONIA WEALTH
DELAWARE AVENUE ADVISORS INC.
GRENDA GROUP

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WILLIAM BARRETT WADSWORTH

Other Offices

LPL FINANCIAL LLC · BUFFALO, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
NORTH WOODS WEALTH MANAGEMENT · BUFFALO, NY
COURIER CAPITAL, LLC · BUFFALO, NY
COMMONWEALTH FINANCIAL NETWORK · BUFFALO, NY
EUDAIMONIA WEALTH · BUFFALO, NY
DELAWARE AVENUE ADVISORS INC. · BUFFALO, NY

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