Hui Wen Chen

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 11/2024
  Pruco Securities, Llc.
  Paramus, NJ
• 11/2005 → Present
  Prudential Insurance Company Of America
  Paramus, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Cliffside Park, NJ

Previous Registrations

• 2011-02-11 → 2024-11-14
  Pruco Securities, Llc.
  Flushing, NY
  Paramus, NJ
  Flushing, NY
  Cliffside Park, NJ

Other Businesses

1) 12/11/2024 - Real Estate - Real Estate Rental - My husband takes care of this rental property. - INV Related - At Cliffside Park, NJ - Start Date 05/29/2007 - 0hrs/mth - 0hrs during trading 2) 12/11/2024 - Real Estate - Real Estate Rental - My husband takes care of this rental property. - INV Related - At Cliffside Park, NJ - Start Date 08/15/2021 - 0hrs/mth - 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-02-03
• S63 Uniform Securities Agent State Law Examination
  2005-12-21

Other Names

• Cindy Chen