Riki Rachel Brewster

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 08/2017
  Jefferies Llc
  San Francisco, CA
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 10/2023 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 01/2022 → 10/2023
  Caden Capital Partners
  Santa Monica, CA
• 08/2017 → 12/2021
  Black -And-White Capital
  Los Angeles, CA

Previous Registrations

• 2006-12-15 → 2009-02-19
  Morgan Stanley Investment Advisors Inc.
  San Francisco, CA
  New York, NY
• 2004-06-14 → 2005-04-01
  Piper Sandler & Co.
  San Francisco, CA
• 1999-07-19 → 2003-07-31
  Banc Of America Securities Llc
  San Francisco, CA

Other Businesses

Entity Name: California Alternatives (CalAlts) Investment related: Yes Address: www.calalts.org Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Non-profit that supports the education and networking efforts of the alternatives industry - PE, VC, HF and RE.

Exams

• S66 Uniform Combined State Law Examination
  2023-10-18
• S65 Uniform Investment Adviser Law Examination
  1997-11-20
• S63 Uniform Securities Agent State Law Examination
  1996-05-06

Other Names

• Rachel Brewster
• R Rachel Brewster
• Brewster Rachel Riki Rachel