Joseph Earl Rhodes

Current Employers

Employment History

• 06/2011 → 11/2016
  Wells Fargo Advisors Llc
  Roseville, CA
• 11/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  Roseville, CA
• 10/2019 → 09/2022
  The Leaders Group, Inc.
  Littleton, CO
• 10/2019 → 09/2022
  Bka Financial
  Elmira, NY
• 09/2022 → 02/2024
  Lion Street Financial
  Austin, TX
• 09/2022 → Present
  Bka Financial
  Summit, NJ
• 03/2024 → Present
  The Leaders Group Inc
  Summit, NJ

Previous Registrations

• 2022-09-23 → 2024-02-29
  Lion Street Advisors, Llc
  Austin, TX
• 2019-10-02 → 2022-09-27
  Tlg Advisors, Inc.
  Elmira, NY
  Summit, NJ
• 2015-04-28 → 2019-10-16
  Wells Fargo Clearing Services, Llc
  Roseville, CA
  Charlotte, NC
  Sacramento, CA

Other Businesses

1.) BKA FINANCIAL - 9/1/2022 - 475 Springfield Avenue, Summit, NJ 07901 - Wholesaler, Wholesaling, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) INDEPENDENT INSURANCE AGENT - 3/5/2024 - 6508 Laguna Park Drive, Elk Grove, CA 95758 - Agent, Life sales, Not Invt Rel, Insurance business, 5 hrs/mo; 1 hr/mo (during trading hours). 3.) TLG ADVISORS INC - 3/8/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours). 4.) SIMPLICITY GROUP - 3/31/2026 - 475 Springfield Avenue, Summit, NJ 07901 - Wholesaler, Wholesaling, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1996-06-03

Designations

Other Names

• Joseph Earl Rhodes
• Joseph Earl Rhodes