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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-11-28 |
| TX | RA | APPROVED | 2022-11-28 |
Branch Locations
Ambler, PA • United States
1620 W Highland St, Allentown, PA 18102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment Planning | Allentown | PA | 06/2008 | 08/2017 |
| Lincoln Investment | Bethlehem | PA | 08/2017 | 11/2022 |
| Lpl Financial Llc | Lansdale | PA | 11/2022 | Present |
1- 06/05/2026 - Michael Collins - Real Estate Rental - Investment Related - Cape May, NJ - Start Date 07/11/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-25 |
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