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Bart A Riccardi

Morgan Stanley

Tampa, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
FL RA APPROVED 2019-11-06
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • FL RA
    APPROVED
    Since 2019-11-06

Branch Locations

100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Tampa FL 01/1997 06/2019
Morgan Stanley Tampa FL 10/2019 Present
Unemployed Tampa FL 06/2019 10/2019
  • 01/1997 → 06/2019
    T. Rowe Price Investment Services, Inc.
    Tampa, FL
  • 10/2019 → Present
    Morgan Stanley
    Tampa, FL
  • 06/2019 → 10/2019
    Unemployed
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-18
S63 Uniform Securities Agent State Law Examination 1997-04-30
  • S65 Uniform Investment Adviser Law Examination
    1998-12-18
  • S63 Uniform Securities Agent State Law Examination
    1997-04-30
Other Names
  • Bart Anthony Riccardi
  • Bart Riccardi

View on SEC IAPD

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