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Raphael Lewis

Hightower Advisors, LLC

Chicago, IL

Arlington, VA

CRD 2719518

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-10-29
  • VA RA
    APPROVED
    Since 2021-10-29

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

1300 17Th Street N Suite 840, Arlington, VA 22209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fic Capital New York NY 07/2012 11/2017
Alexandria Capital Boston MA 12/2017 10/2021
Hightower Advisors Chicago IL 10/2021 Present
  • 07/2012 → 11/2017
    Fic Capital
    New York, NY
  • 12/2017 → 10/2021
    Alexandria Capital
    Boston, MA
  • 10/2021 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2018-02-28 → 2021-12-06
    Alexandria Capital
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-12
  • S63 Uniform Securities Agent State Law Examination
    1996-04-12
Designations
  • Chartered Financial Analyst
Other Names
  • Ray Lewis
  • Raphael Ario Murray Lewis

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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