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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-11-04
FL RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2008-11-04
  • FL RA
    APPROVED
    Since 1997-07-08

Branch Locations

250 International Pkwy, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clearwater FL 01/1990 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-30
  • S66 Uniform Combined State Law Examination
    2005-03-30
Other Names
  • Sarah V Shine
  • Sarah Vann Shine

View on SEC IAPD

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