Best Investors Account Sign in
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-09
TX RA APPROVED 2015-09-17
  • CO RA
    APPROVED
    Since 2025-09-09
  • TX RA
    APPROVED
    Since 2015-09-17

Branch Locations

Plano, TX • United States

Steamboat Springs, CO • United States

Legacy Tower 7250 Dallas Parkway, 12Th Floor, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Plano TX 09/2015 Present
Previous Registrations
Other Businesses

(1)FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: C.A.M. INVESTMENTS LLC INVESTMENT RELATED: (YES OR NO) NO ADDRESS OF BUSINESS: 2735 SEVEN SHIELDS LANE, LEWISVILLE, TEXAS 75056 NATURE OF BUSINESS: LLC YOUR POSITION, TITLE, ASSOCIATION: PRESIDENT START DATE OF RELATIONSHIP:01/01/2008 NUMBER OF HOURS DEVOTED PER MONTH: 0 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: PASSIVE INVESTOR IN OIL AND GAS INVESTMENTS. (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OIL DRILLING INVESTMENT RELATED: N ADDRESS OF BUSINESS: TEXAS NATURE OF BUSINESS: LLC COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OTHER START DATE OF RELATIONSHIP: 01/01/2012 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTING IN FAMILY BUSINESS DRILLING OIL WELLS. (3) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CAM EXOTIC AUTOS DISCLOSURE ID: 70387 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1076 N EWING #1694, HELENA, MONTANA 59601 NATURE OF BUSINESS: LLC, COMPENSATION FOR ACTIVITY: N POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUYING CARS FOR PERSONAL USE I*72364 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEXAS FULL THROTTLE PERFORMANCE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: GARLAND, TEXAS 75040 NATURE OF BUSINESS: LLC, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/19/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUILD AND CUSTOMIZE CARS. FINANCIAL BACKER OF COMPNAY WITH NO DAY TO DAY RESPONSIBILITIES. 5)Casa de Velocita / 5053 Castle Creek Lane Plano,Texas 75093 / Sole proprietorship/ Real Estate / LLC holds a personal property / Officer / / no duties / Start Date 3/8/16 / 6) Nexus Recovery Center / 8733 La Prada Dallas,Texas 75228 / Other/ Other Treatment Center for women / Drug and alcohol treatment / Member of Board of Directors / / Advising the Executive Director on issues relating the operations of the facility / Start Date 09/01/2015 / End Date 08/31/2018 7)CAM AMP UP OIL GOL LLC / 5053 Castle Creek Lane Plano,Texas 75093 / Sole Proprietorship/ Oil & Gas Industries (Exploration, Production, Integrated) / Invests in oil and gas working interest / Officer / / Only member of a single member LLC that invests in oil and gas working interest / Start Date 1/30/2019 / 8)CAM Raven Forest LLC / 5053 Castle Creek Lane Plano,Texas 75093 / Sole Proprietorship/ Oil & Gas Industries (Exploration, Production, Integrated) / Invests in oil and gas working interest / Officer / / Only member of a single member LLC that invests in oil and gas working interest / Start Date 1/30/2019 /

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-17
S65 Uniform Investment Adviser Law Examination 1996-04-17
  • S63 Uniform Securities Agent State Law Examination
    1996-04-17
  • S65 Uniform Investment Adviser Law Examination
    1996-04-17
Other Names
  • Patrick R Mcculler
  • Patrick Ryan Mcculler
  • Ryan Mcculler

View on SEC IAPD

More in Plano, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor