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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-09-09 |
| TX | RA | APPROVED | 2015-09-17 |
Branch Locations
Steamboat Springs, CO • United States
Legacy Tower 7250 Dallas Parkway, 12Th Floor, Plano, TX 75024 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Plano | TX | 09/2015 | Present |
(1)FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: C.A.M. INVESTMENTS LLC INVESTMENT RELATED: (YES OR NO) NO ADDRESS OF BUSINESS: 2735 SEVEN SHIELDS LANE, LEWISVILLE, TEXAS 75056 NATURE OF BUSINESS: LLC YOUR POSITION, TITLE, ASSOCIATION: PRESIDENT START DATE OF RELATIONSHIP:01/01/2008 NUMBER OF HOURS DEVOTED PER MONTH: 0 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: PASSIVE INVESTOR IN OIL AND GAS INVESTMENTS. (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OIL DRILLING INVESTMENT RELATED: N ADDRESS OF BUSINESS: TEXAS NATURE OF BUSINESS: LLC COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OTHER START DATE OF RELATIONSHIP: 01/01/2012 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTING IN FAMILY BUSINESS DRILLING OIL WELLS. (3) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CAM EXOTIC AUTOS DISCLOSURE ID: 70387 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1076 N EWING #1694, HELENA, MONTANA 59601 NATURE OF BUSINESS: LLC, COMPENSATION FOR ACTIVITY: N POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUYING CARS FOR PERSONAL USE I*72364 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEXAS FULL THROTTLE PERFORMANCE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: GARLAND, TEXAS 75040 NATURE OF BUSINESS: LLC, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/19/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUILD AND CUSTOMIZE CARS. FINANCIAL BACKER OF COMPNAY WITH NO DAY TO DAY RESPONSIBILITIES. 5)Casa de Velocita / 5053 Castle Creek Lane Plano,Texas 75093 / Sole proprietorship/ Real Estate / LLC holds a personal property / Officer / / no duties / Start Date 3/8/16 / 6) Nexus Recovery Center / 8733 La Prada Dallas,Texas 75228 / Other/ Other Treatment Center for women / Drug and alcohol treatment / Member of Board of Directors / / Advising the Executive Director on issues relating the operations of the facility / Start Date 09/01/2015 / End Date 08/31/2018 7)CAM AMP UP OIL GOL LLC / 5053 Castle Creek Lane Plano,Texas 75093 / Sole Proprietorship/ Oil & Gas Industries (Exploration, Production, Integrated) / Invests in oil and gas working interest / Officer / / Only member of a single member LLC that invests in oil and gas working interest / Start Date 1/30/2019 / 8)CAM Raven Forest LLC / 5053 Castle Creek Lane Plano,Texas 75093 / Sole Proprietorship/ Oil & Gas Industries (Exploration, Production, Integrated) / Invests in oil and gas working interest / Officer / / Only member of a single member LLC that invests in oil and gas working interest / Start Date 1/30/2019 /
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-17 |
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