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101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-17 |
Branch Locations
Gilbertsville, PA • United States
101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-17 |
| MA | RA | APPROVED | 2023-12-13 |
Branch Locations
125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-12-08 |
| NY | RA | APPROVED | 2023-12-06 |
| PA | RA | APPROVED | 2023-12-05 |
Branch Locations
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-12-06 |
| PA | RA | APPROVED | 2023-12-05 |
Branch Locations
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartford Funds Distributors, Llc | Wayne | PA | 12/2012 | 12/2023 |
| Federated Securities Corp. | Pittsburgh | PA | 12/2023 | Present |
| Federated Hermes Inc. | Pittsburgh | PA | 12/2023 | Present |
| Federated Investment Counseling | Pittsburgh | PA | 12/2023 | Present |
| Mdt Advisers, A Division Of Federated Mdta Llc | Boston | MA | 12/2023 | Present |
| Federated Global Investment Management Corp. | New York | NY | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-09 |
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