Joseph John Borgese

Current Employers

Employment History

• 01/2011 → 10/2017
  National Planning Corporation
  Breininsville, PA
• 10/2017 → Present
  Cetera Advisors Llc
  Denver, CO
• 06/2016 → Present
  Contour Wealth Management
  Gilbertsville, PA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2025 → Present
  Contour Capital Holdings, Llc
  Green Lane, PA

Previous Registrations

• 2011-02-18 → 2017-11-02
  National Planning Corporation
  Emmaus, PA
  El Segundo, CA

Other Businesses

(1) NAME OF OTHER BUSINESS: CONTOUR WEALTH MANAGEMENT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2016 ; POSITION/TITLE/RELATIONSHIP: OWNER / INVESTMENT MANAGER; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MANAGE CLIENT ACCOUNTS, PROVIDE INVESTMENT/PLANNING ADVICE, MANAGE CLIENT ACCOUNT CONTRIBUTIONS/DISTRIBUTIONS; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2017; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; (3) NAME OF OTHER BUSINESS: CONTOUR WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: 1260 E. PHILADELPHIA AVE GILBERTSVILLE PA 19525; NATURE OF BUSINESS: TAX PREPARATION SERVICES; START DATE: 06/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWNER OF TAX PREPARATION AND FILING BUSINESS; 4) NAME OF OTHER BUSINESS: CONTOUR CAPITAL HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FORMED TO PURCHASE THE BUILDING WHERE WE HOUSE CONTOUR WEALTH MANAGEMENT, LLC;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-02
• S63 Uniform Securities Agent State Law Examination
  1990-07-26

Designations