Michael James Maletteri

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-07

TX RA
APPROVED_RES

Since 2019-11-07

Branch Locations

5885 Meadows Road Suite 850, Lake Oswego, OR 97035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Lake Oswego	OR	06/2011	Present
Mml Investors Services, Llc	Lake Oswego	OR	06/2011	Present

06/2011 → Present

Massmutual Life Insurance Company

Lake Oswego, OR
06/2011 → Present

Mml Investors Services, Llc

Lake Oswego, OR

Previous Registrations

2007-08-13 → 2011-06-28

Northwestern Mutual Investment Services, Llc

Lancaster, PA

Other Businesses

NAME: MICHAEL J MALETTERI INV REL: Y ADD: 5885 MEADOWS RD, SUITE 850, LAKE OSWEGO, OR 97035 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER SALES START DATE: 06/30/2011 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SERVICE OF INDIVIDUAL LIFE INSURANCE SALES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-06
S63	Uniform Securities Agent State Law Examination	1997-10-24

S66 Uniform Combined State Law Examination

2007-07-06
S63 Uniform Securities Agent State Law Examination

1997-10-24

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD