Joseph Lee Silva

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Houston, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Houston, TX

Other Businesses

Business Ownership; jsecc, LLC; Manage the lease for the office and payroll for employees for my Ameriprise Practice. Holding company.; Manage Ameriprise Business; 21135 Kelliwood Arbor Lane , , Katy, TX, 77450; Not Investment-Related; 04/01/2018; 20 to 39 hours per month; 0 during trading hours / 5 Star Development, LLC; member of LLC; Rental Real Estate; 21135 Kelliwood Arbor Lane , , Katy, TX, 77450; Investment-Related; 11/25/2014; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-05-23