Alvin Francisco Walk

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 07/2020
  Morgan Stanley
  Dallas, TX
• 07/2020 → 11/2023
  Charles Schwab & Co., Inc.
  Westlake, TX
• 07/2020 → 11/2023
  Charles Schwab Bank, Ssb
  Westlake, TX
• 04/2024 → Present
  Prospera Financial Services Inc
  Dallas, TX
• 11/2023 → 03/2024
  Unemployed
  Hurst, TX

Previous Registrations

• 2020-07-24 → 2023-11-20
  Charles Schwab & Co., Inc.
  Orlando, FL
  Westlake, TX
• 2014-12-15 → 2020-07-07
  Morgan Stanley
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Southlake, TX
• 2006-01-31 → 2014-12-01
  1St Global Advisors Inc
  Dallas, TX
• 2005-05-23 → 2005-12-16
  Waddell & Reed
  Fort Worth, TX

Other Businesses

Alvin Walk; Investment Related - No; 3216 River Bend Dr., Hurst, TX 76054; Musician; Owner; 01/1983; 20 Hours Per Month; 0 Hours During Market Hours; Play Trumpet as a hobby and perform in various groups at the church.

Exams

• S66 Uniform Combined State Law Examination
  2004-11-16
• S63 Uniform Securities Agent State Law Examination
  1996-03-15