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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-23
FL RA APPROVED 2017-07-27
  • TX RA
    APPROVED_RES
    Since 2023-02-23
  • FL RA
    APPROVED
    Since 2017-07-27

Branch Locations

8950 Sw 74Th Ct. Suite 2242, Miami, FL 33143 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 03/2012 11/2016
Wells Fargo Clearing Services, Llc Miami FL 03/2012 07/2017
Raymond James Financial Services, Inc. Miami FL 07/2017 Present
Raymond James Financial Services Advisors Inc. Miami FL 07/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: Noisom & Steigerwald Wealth Services Address: 8950 SW 74th Ct Ste 2242, Miami, FL, 33156, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/05/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of the llc

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-23
S63 Uniform Securities Agent State Law Examination 1996-04-25
  • S65 Uniform Investment Adviser Law Examination
    1996-09-23
  • S63 Uniform Securities Agent State Law Examination
    1996-04-25
Designations
  • Certified Financial Planner
Other Names
  • Tony Noisom
  • Lester Anthony Noisom

View on SEC IAPD

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