Stephen John Lillis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 05/2022
  Citigroup
  Greenwich, CT
• 06/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 07/2022 → Present
  Bank Of America, N.A.
  Greenwich, CT

Previous Registrations

• 2010-07-08 → 2022-05-31
  Citigroup Global Markets Inc.
  Greenwich, CT
  Greenwich, CT
  Westport, CT
  Greenwich, CT
  Greenwich, CT
  Tampa, FL
  New York, NY
  Greenwich, CT
  Washington, DC

Other Businesses

I*2478300, Entity Type: , Name of OBA: J M L Revocable Trust, Address: Hockesin, Delaware, 19707, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 05/15/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-07
• S63 Uniform Securities Agent State Law Examination
  1999-02-12

Other Names

• Steve Lillis
• Stephen John Lillis
• Stephen J Lillis